Atomera Inc CFO Laurencio Francis reported option exercises and share sales in Atomera Inc (ATOM) stock. On June 15, 2026, he exercised incentive stock options to acquire a total of 20,400 shares of common stock at exercise prices of $7.01, $5.64, and $3.90 per share. On the same date, he sold 20,400 common shares in open-market transactions at $9.44 per share. After these transactions, Francis directly held 253,353 shares of Atomera common stock, indicating an exercise-and-sell pattern that leaves him with a substantial remaining equity position.
Insider Laurencio Francis
Role CFO
Sold 20,400 shs ($193K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Incentive Stock Option (right to buy) | 1,500 | $0.00 | — |
| Exercise | Incentive Stock Option (right to buy) | 6,400 | $0.00 | — |
| Exercise | Incentive Stock Option (right to buy) | 12,500 | $0.00 | — |
| Exercise | Common Stock | 1,500 | $3.90 | $6K |
| Sale | Common Stock | 1,500 | $9.44 | $14K |
| Exercise | Common Stock | 6,400 | $5.64 | $36K |
| Sale | Common Stock | 6,400 | $9.44 | $60K |
| Exercise | Common Stock | 12,500 | $7.01 | $88K |
| Sale | Common Stock | 12,500 | $9.44 | $118K |
Holdings After Transaction: Incentive Stock Option (right to buy) — 16,423 shares (Direct, null); Common Stock — 254,853 shares (Direct, null)
Shares sold 20,400 shares Open-market sales on June 15, 2026
Sale price per share $9.44 per share Common stock sales on June 15, 2026
Options exercised 20,400 shares Incentive stock options exercised on June 15, 2026
Exercise prices $7.01, $5.64, $3.90 per share Incentive stock option strike prices
Shares held after transactions 253,353 shares Direct Atomera common stock holdings post-transaction
open-market sale financial
“Sale in open market or private transaction”
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Incentive Stock Option (right to buy) financial
“Incentive Stock Option (right to buy)”
derivative exercise/conversion financial
“Exercise or conversion of derivative security”
net-sell financial
“netBuySellDirection: “net-sell””
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SEC Form 4
| FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
| Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
(Country) |
2. Issuer Name and Ticker or Trading Symbol Atomera Inc [ ATOM ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
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| 2a. Foreign Trading Symbol |
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| 3. Date of Earliest Transaction (Month/Day/Year) 06/15/2026 |
6. Individual or Joint/Group Filing (Check Applicable Line)
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| 4. If Amendment, Date of Original Filed (Month/Day/Year) |
| Table I – Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 06/15/2026 | M | 1,500 | A | $3.9 | 254,853 | D | |||
| Common Stock | 06/15/2026 | S | 1,500 | D | $9.44 | 253,353 | D | |||
| Common Stock | 06/15/2026 | M | 6,400 | A | $5.64 | 259,753 | D | |||
| Common Stock | 06/15/2026 | S | 6,400 | D | $9.44 | 253,353 | D | |||
| Common Stock | 06/15/2026 | M | 12,500 | A | $7.01 | 265,853 | D | |||
| Common Stock | 06/15/2026 | S | 12,500 | D | $9.44 | 253,353 | D | |||
| Table II – Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Incentive Stock Option (right to buy) | $3.9 | 06/15/2026 | M | 1,500 | 06/01/2022 | 02/27/2029 | Common Stock | 1,500 | $0 | 16,423 | D | ||||
| Incentive Stock Option (right to buy) | $5.64 | 06/15/2026 | M | 6,400 | 03/01/2020 | 03/02/2028 | Common Stock | 6,400 | $0 | 11,256 | D | ||||
| Incentive Stock Option (right to buy) | $7.01 | 06/15/2026 | M | 12,500 | 09/01/2017 | 03/20/2027 | Common Stock | 12,500 | $0 | 28,387 | D | ||||
Explanation of Responses:
| By: Mindi Zimmer, as Attorney-in-Fact For: Francis Laurencio | 06/17/2026 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
| * Form 4: SEC 1474 (03-26) | ||